If you lose your stock certificate, don’t worry—for the majority of stocks, you still own your shares even without the paper certificate. Follow the steps below to get your certificate replaced, including how to obtain the required Connecticut Lost Stock Certificate Surety Bond.
How to Replace a Lost Stock Certificate in Connecticut
1. Notify the Transfer Agent
First, you must notify the transfer agent of the loss. The transfer agent will place a “stop transfer” on the certificate. This is to prevent others from cashing it in. The transfer agent or the broker-dealer will then notify the SEC of the lost or missing certificates.
2. Apply for a Lost Instrument Bond
To replace your lost stock certificate, a “lost instrument bond” for a stock certificate is required by the issuing company. This bond is a third-party guarantee against financial loss for the company. Learn more about what the bond does and why it’s required.
Connecticut residents can apply here for a “lost instrument bond” for your lost stock certificate: Lost Instrument Bond Application
How to Get Your Connecticut Lost Stock Certificate Surety Bond
- Complete an online application. It’s free and no-obligation.
- One of our surety experts will contact you with a firm quote and an agreement to sign.
- Provide payment and your signed agreement, and then you will receive your Surety Bond!
If you have any questions, please call us at 877-654-2327.
Surety1 was founded in 2003 and helps thousands of clients find the best prices on their surety bonds. We take pride in our work so that we can give you great service. Learn more about Surety1.