Alabama Lost Stock Certificate Bond – if you lose your stock certificate, don’t worry—for the majority of stocks, you still own your shares even without the paper certificate. Follow the steps below to get your certificate replaced.


Alabama Lost Stock Certificate BondHow to Replace a Lost Stock Certificate in Alabama

1. Notify the Transfer Agent

First, you must notify the transfer agent of the loss. According to the Securities and Exchange Commission,

“Companies that have publicly traded securities typically use transfer agents to keep track of the individuals and entities that own their stocks and bonds.  Most transfer agents are banks or trust companies, but sometimes a company acts as its own transfer agent.”

The transfer agent will place a “stop transfer” on the certificate. This is to prevent others from cashing it in. The transfer agent or the broker-dealer will then notify the SEC of the lost or missing certificates. The transfer agent will provide a letter with what is required to replace the certificates. One of those items will be an “open penalty surety bond” and they will offer to provide it for you. You are not obligated to use their bond facility and you can save a third or more by purchasing your bond from Surety1. 

2. Apply for a Alabama Lost Stock Certificate Bond

To replace your lost stock certificate, a “lost instrument bond” for a stock certificate is required by the issuing company. This bond is a third-party guarantee against financial loss for the company. Learn more about what the bond does and why it’s required.

Apply in minutes using our easy to navigate, online application. Alabama residents can apply here for a “lost instrument bond” for your lost stock certificate: Lost Instrument Bond Application.  Surety1 has been the premier provider of surety bonds in the United States since 2003. The company maintains an A+ rating by the Better Business Bureau and represents over a dozen “A” rated surety companies.

Alabama Lost Stock Certificate Bond




How to Get Your Lost Stock Certificate Bond

  1. Complete an online application. It’s free and no-obligation.
  2. One of our surety experts will contact you with a firm quote and an agreement to sign.
  3. Provide payment and your signed agreement, and then you will receive your Surety Bond!

If you have any questions, please call us at 877-654-2327.

How to Get Bonded

1. Apply Online
Using our Free & Secure Application
2. Get Your Free Quote
Applications are No-Obligation
3. Get Your Bond
Most Bonds are Approved in 1-2 Business Days

Surety Bond Experts

Surety1 was founded in 2003 and helps thousands of clients find the best prices on their surety bonds. We take pride in our work so that we can give you great service. Learn more about Surety1.

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